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Thomas Hilton Ivey

Victory Financial

Houston, TX

Austin, TX

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Current Employers
Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-12
  • TX RA
    APPROVED
    Since 2025-03-12

Branch Locations

802 W 17Th St, Unit 200, Houston, TX 77008 • United States

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 12/2023 01/2025
Crain Caton & James Houston TX 05/2021 09/2021
Crain Caton & James Houston TX 05/2019 09/2019
Unemployed Kingwood TX 12/2013 04/2019
Unemployed Kingwood TX 10/2019 04/2021
Unemployed Kingwood TX 10/2021 11/2023
Victory Financial Group Austin TX 01/2025 Present
  • 12/2023 → 01/2025
    Equitable Advisors, Llc
    New York, NY
  • 05/2021 → 09/2021
    Crain Caton & James
    Houston, TX
  • 05/2019 → 09/2019
    Crain Caton & James
    Houston, TX
  • 12/2013 → 04/2019
    Unemployed
    Kingwood, TX
  • 10/2019 → 04/2021
    Unemployed
    Kingwood, TX
  • 10/2021 → 11/2023
    Unemployed
    Kingwood, TX
  • 01/2025 → Present
    Victory Financial Group
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-11
S63 Uniform Securities Agent State Law Examination 2024-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-03-11
  • S63 Uniform Securities Agent State Law Examination
    2024-08-22
Other Names
  • Thomas Hilton Ivey

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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