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Unik Sarahy Velasco

Ameriprise Financial Services, LLC

Las Vegas, NV

CRD 7841738

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-15
TX RA APPROVED 2024-10-15
  • NV RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED
    Since 2024-10-15

Branch Locations

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 12/2023 Present
Findlay Middle School Las Vegas NV 06/2015 06/2018
Northwest Career And Technical Academy Las Vegas NV 08/2018 06/2022
Mgm Resorts International Las Vegas NV 06/2020 03/2023
Bekins Commercial International Las Vegas NV 03/2023 10/2023
Unemployed Las Vegas NV 11/2023 12/2023
  • 12/2023 → Present
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 06/2015 → 06/2018
    Findlay Middle School
    Las Vegas, NV
  • 08/2018 → 06/2022
    Northwest Career And Technical Academy
    Las Vegas, NV
  • 06/2020 → 03/2023
    Mgm Resorts International
    Las Vegas, NV
  • 03/2023 → 10/2023
    Bekins Commercial International
    Las Vegas, NV
  • 11/2023 → 12/2023
    Unemployed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30
Other Names
  • Unik Sarahy Velasco

View on SEC IAPD

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