Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
CA RA APPROVED 2024-08-07
NC RA APPROVED 2024-05-29
NJ RA APPROVED 2024-03-26
NY RA APPROVED 2024-03-25
  • FL RA
    APPROVED
    Since 2025-01-13
  • CA RA
    APPROVED
    Since 2024-08-07
  • NC RA
    APPROVED
    Since 2024-05-29
  • NJ RA
    APPROVED
    Since 2024-03-26
  • NY RA
    APPROVED
    Since 2024-03-25

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pookie And Friends Inc South Orange NJ 03/2023 12/2023
Wicked Llc New York NY 09/2021 03/2023
Shelter In Joy Llc New York NY 01/2021 06/2021
Empowering The Artist South Orange NJ 09/2020 Present
Walt Disney Parks And Resorts Us Inc Lake Buena Vista FL 01/2020 02/2020
The Broadway Dance Collective New York NY 01/2019 05/2020
Falcon Enterprises Dublin OH 01/2019 08/2020
Two Rivers Theatre Company Red Bank NJ 01/2019 06/2019
Entertainment Live Events Llc South Easton MA 09/2019 10/2019
Ogunquit Playhouse Ogunquit ME 07/2018 10/2018
Bristol Riverside Theatre Co Inc. Bristol PA 10/2018 11/2018
Civic Light Opera Association Pittsburgh PA 06/2018 07/2019
Walt Disney Parks And Resorts Us Inc Lake Buena Vista FL 01/2018 02/2018
Academy Of The Arts Williamsville NY 03/2018 05/2018
Janney Montgomery Scott New York NY 12/2023 03/2024
I'vE Decided To Tour With You Llc New York NY 09/2015 06/2017
Playwrights Horizons New York NY 06/2017 09/2017
The Elaine Kaufman Cultural Center New York NY 10/2017 11/2017
Young Performers Of America Llc New York NY 12/2017 12/2017
Golden Productions New York NY 04/2023 04/2023
Disney (Abc) New York NY 10/2023 10/2023
Spiral Staircase Llc Montclair NJ 03/2022 04/2022
35Th Parallel Productions Llc New York NY 12/2022 12/2022
Usdan Center For The Creative And Performing Arts Wheatley Heights NY 08/2022 08/2022
Vineyard Theatre And Workshop New York NY 04/2021 04/2021
Universal City Studios Llc New York NY 11/2021 11/2021
Backstage Payroll Services, Inc Los Angeles CA 02/2020 02/2020
Academy Of The Arts Williamsville NY 05/2020 06/2020
Alameda Paying Agent, Inc Lake Buena Vista FL 06/2019 06/2019
The Womens Project And Productions New York NY 05/2019 05/2019
Walt Disney Parks And Resorts Us Inc Lake Buena Vista FL 01/2019 02/2019
Easton Rocks After School, Inc Easton MD 07/2019 07/2019
Walt Disney Parks And Resorts Us Inc Lake Buena Vista FL 01/2017 02/2017
Magical Cruise Co Ltd London 07/2017 07/2017
Midland Symphony Orchestra Midland MI 03/2024 Present
Janney Montgomery Scott Llc New York NY 03/2024 Present
  • 03/2023 → 12/2023
    Pookie And Friends Inc
    South Orange, NJ
  • 09/2021 → 03/2023
    Wicked Llc
    New York, NY
  • 01/2021 → 06/2021
    Shelter In Joy Llc
    New York, NY
  • 09/2020 → Present
    Empowering The Artist
    South Orange, NJ
  • 01/2020 → 02/2020
    Walt Disney Parks And Resorts Us Inc
    Lake Buena Vista, FL
  • 01/2019 → 05/2020
    The Broadway Dance Collective
    New York, NY
  • 01/2019 → 08/2020
    Falcon Enterprises
    Dublin, OH
  • 01/2019 → 06/2019
    Two Rivers Theatre Company
    Red Bank, NJ
  • 09/2019 → 10/2019
    Entertainment Live Events Llc
    South Easton, MA
  • 07/2018 → 10/2018
    Ogunquit Playhouse
    Ogunquit, ME
  • 10/2018 → 11/2018
    Bristol Riverside Theatre Co Inc.
    Bristol, PA
  • 06/2018 → 07/2019
    Civic Light Opera Association
    Pittsburgh, PA
  • 01/2018 → 02/2018
    Walt Disney Parks And Resorts Us Inc
    Lake Buena Vista, FL
  • 03/2018 → 05/2018
    Academy Of The Arts
    Williamsville, NY
  • 12/2023 → 03/2024
    Janney Montgomery Scott
    New York, NY
  • 09/2015 → 06/2017
    I'vE Decided To Tour With You Llc
    New York, NY
  • 06/2017 → 09/2017
    Playwrights Horizons
    New York, NY
  • 10/2017 → 11/2017
    The Elaine Kaufman Cultural Center
    New York, NY
  • 12/2017 → 12/2017
    Young Performers Of America Llc
    New York, NY
  • 04/2023 → 04/2023
    Golden Productions
    New York, NY
  • 10/2023 → 10/2023
    Disney (Abc)
    New York, NY
  • 03/2022 → 04/2022
    Spiral Staircase Llc
    Montclair, NJ
  • 12/2022 → 12/2022
    35Th Parallel Productions Llc
    New York, NY
  • 08/2022 → 08/2022
    Usdan Center For The Creative And Performing Arts
    Wheatley Heights, NY
  • 04/2021 → 04/2021
    Vineyard Theatre And Workshop
    New York, NY
  • 11/2021 → 11/2021
    Universal City Studios Llc
    New York, NY
  • 02/2020 → 02/2020
    Backstage Payroll Services, Inc
    Los Angeles, CA
  • 05/2020 → 06/2020
    Academy Of The Arts
    Williamsville, NY
  • 06/2019 → 06/2019
    Alameda Paying Agent, Inc
    Lake Buena Vista, FL
  • 05/2019 → 05/2019
    The Womens Project And Productions
    New York, NY
  • 01/2019 → 02/2019
    Walt Disney Parks And Resorts Us Inc
    Lake Buena Vista, FL
  • 07/2019 → 07/2019
    Easton Rocks After School, Inc
    Easton, MD
  • 01/2017 → 02/2017
    Walt Disney Parks And Resorts Us Inc
    Lake Buena Vista, FL
  • 07/2017 → 07/2017
    Magical Cruise Co Ltd
    London
  • 03/2024 → Present
    Midland Symphony Orchestra
    Midland, MI
  • 03/2024 → Present
    New York, NY
Other Businesses

POOKIE AND FRIENDS INC -it is NOT investment related -349 Turrell Ave, South Orange, NJ 07079 -My wife and I incorporated ourselves as performers. When a company wants to hire us as performers, they hire our company, POOKIE AND FRIENDS INC, and then that company "hires" us. It only has two owners: My wife as the majority owner and myself as the minority owner. -I am the minority owner. -I started with this corporation on March 2023 -I devote 5-10 hours per month to this business. -From time to time, the services I provide do overlap with trading hours but it is inconsistent and infrequent. -I providing services as a performing artist EMPOWERING THE ARTIST, LLC -this is NOT investment related -349 Turrell Ave, South Orange, NJ 07079 -This provides automated online booking services to teaching performing artists. -I am the sole owner -I am the sole owner and sometimes teacher -I devote approximately 4 hours per month -None of the hours overlap with securities trading hours. -I maintain the website, online booking software, and run payroll once a week on top of maintaining the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor