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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-13 |
| CA | RA | APPROVED | 2024-08-07 |
| NC | RA | APPROVED | 2024-05-29 |
| NJ | RA | APPROVED | 2024-03-26 |
| NY | RA | APPROVED | 2024-03-25 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pookie And Friends Inc | South Orange | NJ | 03/2023 | 12/2023 |
| Wicked Llc | New York | NY | 09/2021 | 03/2023 |
| Shelter In Joy Llc | New York | NY | 01/2021 | 06/2021 |
| Empowering The Artist | South Orange | NJ | 09/2020 | Present |
| Walt Disney Parks And Resorts Us Inc | Lake Buena Vista | FL | 01/2020 | 02/2020 |
| The Broadway Dance Collective | New York | NY | 01/2019 | 05/2020 |
| Falcon Enterprises | Dublin | OH | 01/2019 | 08/2020 |
| Two Rivers Theatre Company | Red Bank | NJ | 01/2019 | 06/2019 |
| Entertainment Live Events Llc | South Easton | MA | 09/2019 | 10/2019 |
| Ogunquit Playhouse | Ogunquit | ME | 07/2018 | 10/2018 |
| Bristol Riverside Theatre Co Inc. | Bristol | PA | 10/2018 | 11/2018 |
| Civic Light Opera Association | Pittsburgh | PA | 06/2018 | 07/2019 |
| Walt Disney Parks And Resorts Us Inc | Lake Buena Vista | FL | 01/2018 | 02/2018 |
| Academy Of The Arts | Williamsville | NY | 03/2018 | 05/2018 |
| Janney Montgomery Scott | New York | NY | 12/2023 | 03/2024 |
| I'vE Decided To Tour With You Llc | New York | NY | 09/2015 | 06/2017 |
| Playwrights Horizons | New York | NY | 06/2017 | 09/2017 |
| The Elaine Kaufman Cultural Center | New York | NY | 10/2017 | 11/2017 |
| Young Performers Of America Llc | New York | NY | 12/2017 | 12/2017 |
| Golden Productions | New York | NY | 04/2023 | 04/2023 |
| Disney (Abc) | New York | NY | 10/2023 | 10/2023 |
| Spiral Staircase Llc | Montclair | NJ | 03/2022 | 04/2022 |
| 35Th Parallel Productions Llc | New York | NY | 12/2022 | 12/2022 |
| Usdan Center For The Creative And Performing Arts | Wheatley Heights | NY | 08/2022 | 08/2022 |
| Vineyard Theatre And Workshop | New York | NY | 04/2021 | 04/2021 |
| Universal City Studios Llc | New York | NY | 11/2021 | 11/2021 |
| Backstage Payroll Services, Inc | Los Angeles | CA | 02/2020 | 02/2020 |
| Academy Of The Arts | Williamsville | NY | 05/2020 | 06/2020 |
| Alameda Paying Agent, Inc | Lake Buena Vista | FL | 06/2019 | 06/2019 |
| The Womens Project And Productions | New York | NY | 05/2019 | 05/2019 |
| Walt Disney Parks And Resorts Us Inc | Lake Buena Vista | FL | 01/2019 | 02/2019 |
| Easton Rocks After School, Inc | Easton | MD | 07/2019 | 07/2019 |
| Walt Disney Parks And Resorts Us Inc | Lake Buena Vista | FL | 01/2017 | 02/2017 |
| Magical Cruise Co Ltd | London | 07/2017 | 07/2017 | |
| Midland Symphony Orchestra | Midland | MI | 03/2024 | Present |
| Janney Montgomery Scott Llc | New York | NY | 03/2024 | Present |
POOKIE AND FRIENDS INC -it is NOT investment related -349 Turrell Ave, South Orange, NJ 07079 -My wife and I incorporated ourselves as performers. When a company wants to hire us as performers, they hire our company, POOKIE AND FRIENDS INC, and then that company "hires" us. It only has two owners: My wife as the majority owner and myself as the minority owner. -I am the minority owner. -I started with this corporation on March 2023 -I devote 5-10 hours per month to this business. -From time to time, the services I provide do overlap with trading hours but it is inconsistent and infrequent. -I providing services as a performing artist EMPOWERING THE ARTIST, LLC -this is NOT investment related -349 Turrell Ave, South Orange, NJ 07079 -This provides automated online booking services to teaching performing artists. -I am the sole owner -I am the sole owner and sometimes teacher -I devote approximately 4 hours per month -None of the hours overlap with securities trading hours. -I maintain the website, online booking software, and run payroll once a week on top of maintaining the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
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