Stephanie Warywoda

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → 02/2023
  Unemployed
  Des Moines, IA
• 02/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2015 → 11/2022
  Princor Financial Services
  Des Moines, IA
• 04/2015 → 11/2022
  Principal Life Insurance Co
  Des Moines, IA

Previous Registrations

• 2019-06-26 → 2022-12-08
  Principal Securities, Inc.
  Des Moines, IA
• 2005-06-20 → 2006-07-24
  Transamerica Financial Advisors, Inc.
  Los Angeles, CA
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-25
• S63 Uniform Securities Agent State Law Examination
  2003-07-21

Other Names

• Stephanie Christine Warywoda
• Stephanie Christine Krahn