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Cooper James Hancock

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-07
NY RA APPROVED 2024-05-20
  • CT RA
    APPROVED
    Since 2024-08-07
  • NY RA
    APPROVED
    Since 2024-05-20

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Post New York NY 06/2022 08/2022
Accountonomics Nashville TN 02/2022 05/2022
Darien Seafood Darien CT 06/2021 09/2021
Uni-Movers Charleston SC 06/2020 08/2020
Southern Valet & Transportation Charleston SC 06/2020 08/2020
Wee Burn Country Club Darien CT 06/2015 08/2019
Investorcom Darien CT 08/2023 08/2023
Sewanee: University Of The South Sewanee TN 09/2019 05/2023
Darien High School Darien CT 08/2015 06/2019
Ubs New York NY 12/2023 Present
Unemployed Darien CT 09/2023 12/2023
  • 06/2022 → 08/2022
    New York Post
    New York, NY
  • 02/2022 → 05/2022
    Accountonomics
    Nashville, TN
  • 06/2021 → 09/2021
    Darien Seafood
    Darien, CT
  • 06/2020 → 08/2020
    Uni-Movers
    Charleston, SC
  • 06/2020 → 08/2020
    Southern Valet & Transportation
    Charleston, SC
  • 06/2015 → 08/2019
    Wee Burn Country Club
    Darien, CT
  • 08/2023 → 08/2023
    Investorcom
    Darien, CT
  • 09/2019 → 05/2023
    Sewanee: University Of The South
    Sewanee, TN
  • 08/2015 → 06/2019
    Darien High School
    Darien, CT
  • 12/2023 → Present
    Ubs
    New York, NY
  • 09/2023 → 12/2023
    Unemployed
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
  • S66 Uniform Combined State Law Examination
    2024-05-20

View on SEC IAPD

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