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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Mt Pleasant | SC | 11/2023 | 11/2024 |
| Grassroots Wine Wholesalers Llc | N. Charleston | SC | 10/2017 | 04/2024 |
| Bumper Crop, Llc | Charleston | SC | 03/2016 | 10/2017 |
| The Prudential Insurance Company Of America | Mt Pleasant | SC | 05/2024 | Present |
| Bottles Llc | Mt. Pleasant | SC | 05/2024 | Present |
| Lpl Enterprise, Llc | Mt. Pleasant | SC | 11/2024 | Present |
1) 10/17/2024 - Bottles LLC - Wine Associate/Sales - Outside/W-2 Employment - Non Inv Related - At MT. PLEASANT, SC - Start Date 05/11/2024 - 64hrs/mth - 0hrs/mth During Trading 2) 04/30/2025-Charleston Dog Walker-Dog Walker-Outside/W-2 Employment-Not inv related-At Johns Island, SC-Start date 05/01/2025-40hrs/mth-0hrs/mth during trading 3) 05/16/2025-Cane Bay Tax-W2 Preparation-Tax Prep/Accounting/CPA-Inv related-At Johns Island, SC-Start date 04/17/2025-40hrs/mth-0hrs/mth during trading 4) 11/19/2025-Elite Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/14/2025-160hrs/mth-160hrs/mth during trading 5) 04/01/2026-The Darling Oyster Bar-Server assistant-Outside/W-2 Employment-Not inv related-At Charleston, SC-Start date 04/01/2026-60hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-18 |
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