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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-10 |
| SC | RA | APPROVED | 2025-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Wealth Management | Mt. Pleasant | SC | 02/2009 | Present |
| Maryland Financial Group, Inc. | Rockville | MD | 02/2009 | Present |
| Lpl Financial | Mt. Pleasant | SC | 03/2014 | Present |
1. 03/31/2014 - Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - 100% - MT. PLEASANT, SC - Inv Rel 2. 03/31/2014 - Financial Advocacy Network - DBA for LPL Business (entity for LPL business) - 100% - MT. PLEASANT, SC - Inv Rel 3. 05/22/2014 - Maryland Financial Group, Inc - Registered Investment Advisor - TIME SPENT 40% - MT. PLEASANT, SC. - Inv Rel - Start date: 05/21/2014 4. 03/31/2014 - Harbor Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Inv Rel - MT. PLEASANT, SC - Start date: 06/19/2014 5. 03/31/2014 - Robert E Phillbeck IV - Non-Variable Insurance 1%/ MT. PLEASANT, SC 6. 4/3/2017 - ABC Holdings of the MidAtlantic and SE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/16/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 7. 01/16/2019 - Legacy Wealth Management - Investment related - address TBD - Other - Educational Workshops - Speaker - start date:11/27/2018 - 1 hr/mo - 1 hr during trading. 8.07/01/2025 - The Monitor Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start date: 07/01/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-20 |
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