Katie Anne Fiato

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2017
  Patrick Henry High School
  San Dieggo, CA
• 10/2017 → 02/2023
  Seaside Cafe
  La Jolla, CA
• 12/2019 → 07/2020
  Bird Rock Surf Shop
  La Jolla, CA
• 01/2021 → 10/2021
  True Food Kitchen
  San Diego, CA
• 08/2017 → 05/2022
  San Diego State University
  San Diego, CA
• 05/2023 → 08/2023
  Brothers Family Restaurant
  San Diego, CA
• 08/2023 → 11/2023
  La Mesa Spring Valley School District
  La Mesa, CA
• 11/2023 → 07/2025
  Wedbush Securities
  San Diego, CA
• 07/2025 → Present
  Rbc Capital Markets, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-04-28