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Margaret K Martinez

Raymond James & Associates, Inc.

Baton Rouge, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-07-21
  • LA RA
    APPROVED
    Since 2017-07-21

Branch Locations

7350 Jefferson Hwy Suite 490, Baton Rouge, LA 70806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baton Rouge LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Baton Rouge LA 11/2016 07/2017
Raymond James & Associates Baton Rouge LA 07/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Baton Rouge, LA
  • 11/2016 → 07/2017
    Wells Fargo Clearing Services, Llc
    Baton Rouge, LA
  • 07/2017 → Present
    Raymond James & Associates
    Baton Rouge, LA
Previous Registrations
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF LOUISIANA; NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1999-09-14
Other Names
  • Meg Martinez
  • Margaret Martinez

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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