Lori Lapin Sar Sengdara

Charles Schwab & Co., Inc.

CRD 7836948

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-11-18

NV RA
APPROVED

Since 2025-11-18

Branch Locations

7910 W Tropical Pkwy. Suite 120, Las Vegas, NV 89149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arista Wealth Management	Las Vegas	NV	09/2022	11/2023
N/A	Las Vegas	NV	05/2022	09/2022
Finance Of America	Roseville	CA	04/2015	05/2022
Charles Schwab & Co., Inc	Las Vegas	NV	11/2023	Present

09/2022 → 11/2023

Arista Wealth Management

Las Vegas, NV
05/2022 → 09/2022

N/A

Las Vegas, NV
04/2015 → 05/2022

Finance Of America

Roseville, CA
11/2023 → Present

Charles Schwab & Co., Inc

Las Vegas, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-15

S66 Uniform Combined State Law Examination

2025-11-15

Other Names

Lori Sengdara

View on SEC IAPD

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