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Silas William Spengler

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-20
NY RA APPROVED 2024-06-06
  • TX RA
    APPROVED
    Since 2024-11-20
  • NY RA
    APPROVED
    Since 2024-06-06

Branch Locations

1180 2Nd Ave, New York, NY 10065 • United States

919 Third Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2023 05/2024
Unemployed New York NY 09/2022 11/2023
Ventura Travel Berlin 06/2022 09/2022
Costco Wholesale Sterling VA 05/2019 06/2021
Crystal Aquatics Inc Chantilly VA 04/2017 06/2018
J.P. Morgan Securities Llc New York NY 06/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2024 Present
Equitable Finl Life Ins Co New York NY 11/2023 05/2024
Unemployed Harrisonburg VA 07/2021 05/2022
Unemployed Harrisonburg VA 07/2018 04/2019
Unemployed Aldie VA 06/2014 03/2017
  • 11/2023 → 05/2024
    Equitable Advisors, Llc
    New York, NY
  • 09/2022 → 11/2023
    Unemployed
    New York, NY
  • 06/2022 → 09/2022
    Ventura Travel
    Berlin
  • 05/2019 → 06/2021
    Costco Wholesale
    Sterling, VA
  • 04/2017 → 06/2018
    Crystal Aquatics Inc
    Chantilly, VA
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2023 → 05/2024
    Equitable Finl Life Ins Co
    New York, NY
  • 07/2021 → 05/2022
    Unemployed
    Harrisonburg, VA
  • 07/2018 → 04/2019
    Unemployed
    Harrisonburg, VA
  • 06/2014 → 03/2017
    Unemployed
    Aldie, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Other Names
  • Silas W Spengler
  • Silas Spengler

View on SEC IAPD

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