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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-16
TX RA APPROVED 2025-02-16
  • NY RA
    APPROVED
    Since 2025-02-16
  • TX RA
    APPROVED
    Since 2025-02-16

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2023 Present
First Republic Bank New York NY 04/2021 07/2023
Baxter Smith & Shapiro Pc Hicksville NY 05/2016 04/2021
Sterling Mets Operations, L.L.C. New York NY 06/2019 05/2020
State University Of New York Cortland Cortland NY 08/2015 05/2019
  • 11/2023 → Present
    New York, NY
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2021 → 07/2023
    First Republic Bank
    New York, NY
  • 05/2016 → 04/2021
    Baxter Smith & Shapiro Pc
    Hicksville, NY
  • 06/2019 → 05/2020
    Sterling Mets Operations, L.L.C.
    New York, NY
  • 08/2015 → 05/2019
    State University Of New York Cortland
    Cortland, NY
Other Businesses

Entity Name: Pepperidge Farms Investment related: No "Address: Campbell Soup Co.1 Campbell PlaceCamden, NJ 08103-1701 https://www.pepperidgefarm.com/" Nature of the other business: Wholesale Baking Position/Title/Relationship: Owner/Partner Start Date: 09/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Equity partner in a new Pepperidge Farm distribution route on Long Island, servicing local retail accounts. Partner will run daily route operations, customer/service logistics, and manage any hired staff. I will focus on financing and governance: capital contribution, budgeting/cash-flow oversight, accounting/tax coordination, and major business decisions. No committee service. Not similar to my JPMorganChase role; no JPMorganChase connection.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
  • S66 Uniform Combined State Law Examination
    2025-02-13
Other Names
  • Nicholas R Stankes
  • Nick Stankes

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