Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Edina | MN | 11/2023 | Present |
| Unemployed | Eagan | MN | 09/2023 | 11/2023 |
| Usta National Tennis Center | New York | NY | 08/2023 | 09/2023 |
| Gustavus Adolphus College | St. Peter | MN | 09/2018 | 08/2023 |
| Nike Tennis Camps | Minneapolis | MN | 06/2021 | 06/2021 |
| Isd 191 | Burnsville | MN | 06/2016 | 09/2018 |
1) 02/09/2024 - The Haddorff Team - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-09 |
Reach out to this advisor