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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-20
  • NY RA
    APPROVED
    Since 2024-05-20

Branch Locations

Rock Center, 1230 Avenue Of Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2023 Present
J.P. Morgan Securities Llc New York NY 11/2023 Present
First Republic Bank New York NY 05/2022 07/2023
Td Bank New York NY 07/2016 04/2022
Haynes & Company New York NY 02/2016 01/2017
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2023 → Present
    New York, NY
  • 05/2022 → 07/2023
    First Republic Bank
    New York, NY
  • 07/2016 → 04/2022
    Td Bank
    New York, NY
  • 02/2016 → 01/2017
    Haynes & Company
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
  • S66 Uniform Combined State Law Examination
    2024-05-20
Other Names
  • Jun Jie Chen
  • Jacob Chen

View on SEC IAPD

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