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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-29
NY RA APPROVED 2023-11-30
  • FL RA
    APPROVED
    Since 2024-01-29
  • NY RA
    APPROVED
    Since 2023-11-30

Branch Locations

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Nesbitt Burns Toronto 05/2013 11/2023
Morgan Stanley Smith Barney Llc New York NY 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 05/2013 → 11/2023
    Bmo Nesbitt Burns
    Toronto
  • 11/2023 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-09
  • S66 Uniform Combined State Law Examination
    2022-06-09

View on SEC IAPD

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