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Traci Lee Truett

Wells Fargo Clearing Services, LLC

Houston, TX

College Station, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

200 Southwest Pkwy E, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc College Station TX 10/2023 Present
Wells Fargo Bank, Na College Station TX 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-02
S63 Uniform Securities Agent State Law Examination 2024-03-06
  • S65 Uniform Investment Adviser Law Examination
    2024-04-02
  • S63 Uniform Securities Agent State Law Examination
    2024-03-06
Other Names
  • Traci Lee Klein
  • Traci Lee Marquart
  • Traci Truett

View on SEC IAPD

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