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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-15
  • NC RA
    APPROVED
    Since 2025-12-15

Branch Locations

16 Towne Place Dr Ste 120, Hendersonville, NC 28792-5892 • United States

Hendersonville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hendersonville NC 11/2023 Present
Ameriprise Financial Services, Llc Hendersonville NC 11/2023 Present
Triangle Stop Food Stores Fletcher NC 07/2021 Present
Unemployed Lafayette CO 08/2020 07/2021
Micis Lafayette CO 08/2021 08/2021
Cdass Boulder CO 02/2016 11/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
  • S66 Uniform Combined State Law Examination
    2025-12-01
Other Names
  • Marie Sessa Shifflett
  • Marie Lorraine Sessa

View on SEC IAPD

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