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Laura Ann Mcneely

Wells Fargo Clearing Services, LLC

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-04-24
  • IA RA
    APPROVED
    Since 2025-04-24

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Clive IA 11/2023 Present
Wells Fargo Bank, Na Clive IA 06/2019 Present
Guarantee Vacuum & Sewing Center, Inc. Kokomo IN 01/2005 05/2019
  • 11/2023 → Present
    Wells Fargo Clearing Services, Llc
    Clive, IA
  • 06/2019 → Present
    Wells Fargo Bank, Na
    Clive, IA
  • 01/2005 → 05/2019
    Guarantee Vacuum & Sewing Center, Inc.
    Kokomo, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-23
S63 Uniform Securities Agent State Law Examination 2024-05-06
  • S65 Uniform Investment Adviser Law Examination
    2025-04-23
  • S63 Uniform Securities Agent State Law Examination
    2024-05-06
Other Names
  • Laura Ann Smith
  • Laura Ann Hargrove
  • Laura Mcneely

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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