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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-26 |
Branch Locations
24 N 3Rd Avenue, Suite 201, Highland Park, NJ 08904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solomon Builders | Teaneck | NJ | 11/2016 | 03/2019 |
| Ripco Real Estate | Lyndhurst | NJ | 03/2019 | 12/2019 |
| Caplan Capital Management | Highland Park | NJ | 01/2020 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 11/2023 | 06/2026 |
| Not Employed | Teaneck | NJ | 10/2015 | 10/2016 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. Mr. Caplan uses Caplan Capital Management, Inc. as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Caplan is registered at, and is related to his investment services practice. Mr. Caplan devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Caplan devotes to activity providing investment services through PAG.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-07 |
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