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1 Parkview Terrace, Highland Park, NJ 08904 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ny Metropolitan Transit Authority | Ny | NY | 12/1993 | Present |
MTA NOT INVESTMENT RELATED 2 BROADWAY, NY, NY, 10004 PUBLIC TRANSPORTATION DIRECTOR OB BUSINESS UNIT EMPLOYED SINCE DECEMBER 1993 160 HOURS PER MONTH 130 HOURS PER MONTH DURING TRADING HOURS PERFORM OPERATIONAL REVIEWS FOR MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-15 |
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