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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
24 N 3Rd Avenue, Suite 201, Highland Park, NJ 08904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caplan Capital Management, Inc. | Highland Park | NJ | 10/1996 | Present |
| Atlas Private Wealth Advisors | Matawan | NJ | 04/2018 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 10/2023 | 06/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1. Mr. Caplan uses Caplan Capital Management, Inc. as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Caplan is registered at, and is related to his investment services practice. Mr. Caplan devotes about 80 hours per month to this activity, including about 80 hours during securities trading hours, concurrently with time Mr. Caplan devotes to activity providing investment services through PAG. 2. Mr. Caplan serves as Vice President of Finance on the Board of Directors for Congregation Ahavas Achim in Highland Park, New Jersey.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-23 |
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