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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
132 Old River Rd Suite 100, Lincoln, RI 02865 • United States
Cumberland, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Warwick | RI | 09/2023 | 11/2024 |
| Grass Roots Of New England | Cumberland | RI | 09/2018 | Present |
| Third Millenium Communication | Cumberland | RI | 07/2015 | 08/2018 |
| The Prudential Insurance Company Of America | Warwick | RI | 02/2024 | Present |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1) 08/29/2024 - RILOA - Lacrosse referee for youth and high school in Rhode Island - Coach/ Sports/ Fitness - Non Inv Related - At WARWICK, RI - Start Date 04/01/2021 - 20hrs/mth - 15hrs/mth During Trading 2) 08/29/2024 - Grass Roots of New England - Chemical Aspect of Lawn Care. Fertilizing and Weed Control for Commercial and Residential Turf - Outside/W-2 Employment - Non Inv Related - At WARWICK, RI - Start Date 09/15/2018 - 50hrs/mth - 45hrs/mth During Trading 3) 08/29/2024 - Boston Casting - Background actor for movies and television - Outside/W-2 Employment - Non Inv Related - At WARWICK, RI - Start Date 10/26/2021 - 10hrs/mth - 10hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-05 |
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