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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-02
  • CA RA
    APPROVED
    Since 2024-01-02

Branch Locations

17011 Beach Blvd Ste 565, Huntington Beach, CA 92647 • United States

Cypress, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Huntington Beach CA 11/2023 Present
Forte Labs San Francisco CA 03/2022 Present
The Grace And Mercy Foundation New York NY 06/2021 03/2022
Archegos Capital Management New York NY 08/2020 06/2021
The Grace And Mercy Foundation New York NY 08/2018 08/2020
Unemployed Ann Arbor MI 12/2017 08/2018
University Of Michigan Ann Arbor MI 09/2014 12/2017
  • 11/2023 → Present
    Huntington Beach, CA
  • 03/2022 → Present
    Forte Labs
    San Francisco, CA
  • 06/2021 → 03/2022
    The Grace And Mercy Foundation
    New York, NY
  • 08/2020 → 06/2021
    Archegos Capital Management
    New York, NY
  • 08/2018 → 08/2020
    The Grace And Mercy Foundation
    New York, NY
  • 12/2017 → 08/2018
    Unemployed
    Ann Arbor, MI
  • 09/2014 → 12/2017
    University Of Michigan
    Ann Arbor, MI
Other Businesses

1)10/30/2023 - Sporos Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2023-12-27

View on SEC IAPD

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