Michael Steven Conway

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 12/2023
  Diversified Securities, Incorporated
  Long Beach, CA
• 03/2007 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 03/2007 → 11/2020
  Resolveit
  Long Beach, CA
• 01/2014 → 11/2020
  Think Next
  Huntington Beach, CA
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Huntington Beach, CA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Huntington Beach, CA
  Rockville, MD
• 2016-09-27 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  West Covina, CA
  Seal Beach, CA
  Huntington Beach, CA

Other Businesses

1- 05/2025 - Michael Conway - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/07/1999 - 2 hours per month/ 1 hour during trading 2- 05/2025 - DSI Properties, Inc. - Outside/W-2 Employment - Not Investment Related - Seal Beach, CA - Start Date 03/20/2007 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-09-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-22

Other Names

• Mike Conway