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Anthony Mcgee

J.P. Morgan Securities LLC

Huntington Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-06-17
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-06-17
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

16917 Algonquin #A Street, Huntington Beach, CA 92649 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington Beach CA 07/2013 Present
Jpmorgan Chase Bank, N.A. Huntington Beach CA 07/2013 Present
  • 07/2013 → Present
    J.P. Morgan Securities Llc
    Huntington Beach, CA
  • 07/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Beach, CA
Previous Registrations
  • 2011-10-05 → 2012-10-01
    Chase Investment Services Corp.
    Buena Park, CA
    Los Alamitos, CA
    Garden Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-03
S63 Uniform Securities Agent State Law Examination 2010-02-26
  • S66 Uniform Combined State Law Examination
    2011-10-03
  • S63 Uniform Securities Agent State Law Examination
    2010-02-26
Other Names
  • Anthony E Mcgee

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
SIMPLICITY WEALTH · Huntington Beach, CA
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON BEACH, CA
AE WEALTH MANAGEMENT, LLC · HUNTINGTON BEACH, CA
INTEGRATED WEALTH CONCEPTS LLC · HUNTINGTON BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · HUNTINGTON BEACH, CA
YOUR PRIVATE CLIENT GROUP, INC. · Huntington Beach, CA

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