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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
TX RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

16917 Algonquin #A Street, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Costa Mesa CA 10/2022 05/2024
Domino's Pizza Huntington Beach CA 10/2021 06/2023
In N Out Seal Beach CA 05/2018 02/2021
Stater Bros Long Beach CA 07/2017 08/2017
Unemployed Huntington Beach CA 09/2017 04/2018
Unemployed Huntington Beach CA 03/2021 09/2021
Unemployed Huntington Beach CA 05/2014 06/2017
J.P. Morgan Securities Llc Huntington Beach CA 05/2024 Present
Jpmorgan Chase Bank, N.A. Huntington Beach CA 05/2024 Present
  • 10/2022 → 05/2024
    Costa Mesa, CA
  • 10/2021 → 06/2023
    Domino's Pizza
    Huntington Beach, CA
  • 05/2018 → 02/2021
    In N Out
    Seal Beach, CA
  • 07/2017 → 08/2017
    Stater Bros
    Long Beach, CA
  • 09/2017 → 04/2018
    Unemployed
    Huntington Beach, CA
  • 03/2021 → 09/2021
    Unemployed
    Huntington Beach, CA
  • 05/2014 → 06/2017
    Unemployed
    Huntington Beach, CA
  • 05/2024 → Present
    Huntington Beach, CA
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Beach, CA
Previous Registrations
  • 2023-06-10 → 2024-05-24
    Costa Mesa, CA
    Long Beach, CA
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
  • S66 Uniform Combined State Law Examination
    2023-06-09
Other Names
  • John Elliott
  • John M Elliott
  • John Michael Elliott

View on SEC IAPD

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