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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-12-22 |
| NY | RA | APPROVED | 2021-08-17 |
| TX | RA | APPROVED_RES | 2012-12-06 |
| AL | RA | APPROVED | 2007-05-29 |
| CA | RA | APPROVED | 2007-05-29 |
| NJ | RA | APPROVED | 2007-05-29 |
Branch Locations
Cwm Retail, Sales 12 W. 48Th St., New York, NY 10036 • United States
Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States
Hopatcong, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 05/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-15 |
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