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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-05
ME RA APPROVED 2025-02-26
NH RA APPROVED 2025-02-26
MA RA APPROVED 2024-12-16
  • FL RA
    APPROVED
    Since 2026-06-05
  • ME RA
    APPROVED
    Since 2025-02-26
  • NH RA
    APPROVED
    Since 2025-02-26
  • MA RA
    APPROVED
    Since 2024-12-16

Branch Locations

Lawrence General Hospital - 1 General Street Hr Campus Office, Lawrence, MA 01841 • United States

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wakefield MA 10/2023 12/2024
Siena College Loudonville NY 08/2019 05/2023
Mcguirk's Ocean View Hotel And Restaurant Hampton NH 06/2023 09/2023
Amesbury High School Amesbury MA 08/2015 07/2019
The Prudential Insurance Company Of America Wakefield MA 08/2024 11/2024
Lpl Enterprise, Llc Wakefield MA 11/2024 11/2024
Valic Financial Advisors, Inc. New Hampshire NH 12/2024 Present
Agia Houston TX 11/2024 Present
  • 10/2023 → 12/2024
    Wakefield, MA
  • 08/2019 → 05/2023
    Siena College
    Loudonville, NY
  • 06/2023 → 09/2023
    Mcguirk's Ocean View Hotel And Restaurant
    Hampton, NH
  • 08/2015 → 07/2019
    Amesbury High School
    Amesbury, MA
  • 08/2024 → 11/2024
    The Prudential Insurance Company Of America
    Wakefield, MA
  • 11/2024 → 11/2024
    Lpl Enterprise, Llc
    Wakefield, MA
  • 12/2024 → Present
    New Hampshire, NH
  • 11/2024 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 11/18/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
  • S66 Uniform Combined State Law Examination
    2024-07-19

View on SEC IAPD

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