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Robert Andrew Cerniglia

Thrivent Investment Management Inc.

Lawrence, MA

Andover, MA

CRD 6025249

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-09-09
  • MA RA
    APPROVED
    Since 2013-09-09

Branch Locations

60 Island St, Lawrence, MA 01840 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lawrence MA 07/2013 Present
Thrivent Financial For Lutherans Appleton WI 11/2013 Present
Other Businesses

SOUTHERN NEW HAMPSHIRE CHAMBER OF COMMERCE POSITION: Board Member NATURE: A local chamber of commerce dedicated to local business supporting each other, building connections through networking, and supporting local community activates and non profits. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2023 ADDRESS: 81 Main St, Salem NH 03079, United States DESCRIPTION: Serving on the board to help provide and support direction for the chamber. Participate in events and ask what local businesses need. Be present to volunteer and help the chamber with organizing events after business hours and help local non profits with making connections to businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-03
  • S66 Uniform Combined State Law Examination
    2013-09-03
Other Names
  • Robert Andrew Cerniglia
  • Robert Cerniglia

View on SEC IAPD

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