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Robert Byron Trudo

Valic Financial Advisors, Inc.

Lawrence, MA

Burlington, MA

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-25
FL RA APPROVED 2024-07-03
MN RA APPROVED 2023-09-14
CA RA APPROVED 2021-01-14
CT RA APPROVED 2020-09-11
MA RA APPROVED 2013-09-09
ME RA APPROVED 2013-09-03
NH RA APPROVED 2013-09-03
RI RA APPROVED 2013-09-03
  • AZ RA
    APPROVED
    Since 2024-11-25
  • FL RA
    APPROVED
    Since 2024-07-03
  • MN RA
    APPROVED
    Since 2023-09-14
  • CA RA
    APPROVED
    Since 2021-01-14
  • CT RA
    APPROVED
    Since 2020-09-11
  • MA RA
    APPROVED
    Since 2013-09-09
  • ME RA
    APPROVED
    Since 2013-09-03
  • NH RA
    APPROVED
    Since 2013-09-03
  • RI RA
    APPROVED
    Since 2013-09-03

Branch Locations

Lawrence General Hospital - 1 General Street Hr Campus Office, Lawrence, MA 01841 • United States

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Nashua NH 02/2013 Present
Agia Houston TX 12/2022 Present
  • 02/2013 → Present
    Valic Financial Advisors
    Nashua, NH
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products THE LAKE MUSH LLC POSITION: Owner NATURE: I opened this LLC with $1. No other money has ever gone into it. At this time there is no plan to have this script turned into a movie so I didn't include it last year. Because of COVID they have kept the LLC active so I was told to update my OBA to reflect it. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2019 ADDRESS: 181 Adams Street, Newton MA 02458, United States DESCRIPTION: As of now nothing because we aren't doing anything with this. If we decide to move forward and make it into a movie I will update this.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-29
S63 Uniform Securities Agent State Law Examination 1998-07-30
  • S65 Uniform Investment Adviser Law Examination
    2013-08-29
  • S63 Uniform Securities Agent State Law Examination
    1998-07-30
Other Names
  • Bobby Byron Trudo

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Lawrence, MA
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