Dylan Joseph Trauger

Cardiff By The Sea, CA

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-18
CA	RA	APPROVED	2024-01-22

TX RA
APPROVED_RES

Since 2024-04-18
CA RA
APPROVED

Since 2024-01-22

Branch Locations

111 Chesterfield Dr Suite 119, Cardiff By The Sea, CA 92007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2023	Present
Full-Time Education	Oceanside, Arcata, San Francisco	CA	08/2019	06/2023
United States Navy	Great Lakes, Coronado, Pensicola, Virginia Beach	XX	09/2015	09/2019
Unemployed	Encinitas	CA	07/2023	10/2023

11/2023 → Present

Edward Jones

St Louis, MO
08/2019 → 06/2023

Full-Time Education

Oceanside, Arcata, San Francisco, CA
09/2015 → 09/2019

United States Navy

Great Lakes, Coronado, Pensicola, Virginia Beach, XX
07/2023 → 10/2023

Unemployed

Encinitas, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-10

S66 Uniform Combined State Law Examination

2024-01-10

View on SEC IAPD

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INDEPENDENT WEALTH SOLUTIONS

Other Investors

CHRISTOPHER THOMAS DONNELLY

JACQUELINE BABETTE KARNAVAS

TIMOTHY PATRICK KENNEY

Roxanne Fiona Desouza

GRANT ALLAN WEBSTER

JEFF COREY PRICHARD

Dekker Jag Stebel

BRYAN MICHAEL STEBEL

Other Offices

PACIFIC ROCK CAPITAL, LLC · CARDIFF BY THE SEA, CA

TORREY CAPITAL INVESTMENTS · CARDIFF-BY-THE-SEA, CA

SEAWISE FINANCIAL, INC. · CARDIFF BY THE SEA, CA

ARCADIA PRIVATE WEALTH LLC · CARDIFF BY THE SEA, CA

LPL FINANCIAL LLC · CARDIFF, CA

BRIDGEPORT MANAGEMENT SERVICES C LLC · CARDIFF, CA

BRIDGEPORT MANAGEMENT SERVICES, LLC · CARDIFF, CA

LPL FINANCIAL LLC · ENCINITAS, CA

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