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Christopher Thomas Donnelly

Pacific Rock Capital, LLC

Cardiff By The Sea, CA

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Current Employers
Pacific Rock Capital, Llc

120 Birmingham Drive Suite 120 D, Cardiff By The Sea, CA 92007 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-10-06
  • CA RA
    APPROVED
    Since 2008-10-06

Branch Locations

120 Birmingham Drive Suite 120 D, Cardiff By The Sea, CA 92007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Rock Capital, Llc Cardiff By The Sea CA 11/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-03
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S66 Uniform Combined State Law Examination
    2008-07-03
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04

View on SEC IAPD

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Other Offices

TORREY CAPITAL INVESTMENTS · CARDIFF-BY-THE-SEA, CA
SEAWISE FINANCIAL, INC. · CARDIFF BY THE SEA, CA
ARCADIA PRIVATE WEALTH LLC · CARDIFF BY THE SEA, CA
LPL FINANCIAL LLC · CARDIFF, CA
BRIDGEPORT MANAGEMENT SERVICES C LLC · CARDIFF, CA
BRIDGEPORT MANAGEMENT SERVICES, LLC · CARDIFF, CA
EDWARD JONES · CARDIFF BY THE SEA, CA
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