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120 Birmingham Drive Suite 240D, Cardiff-By-The-Sea, CA 92007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-12 |
| TX | RA | APPROVED_RES | 2023-02-22 |
Branch Locations
120 Birmingham Drive Suite 240D, Cardiff-By-The-Sea, CA 92007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Torrey Capital Investments | Cardiff-By-The-Sea | CA | 02/2005 | Present |
| Omni Brokerage Inc. | Salt Lake City | UT | 07/2007 | Present |
1) Sea + Wander. Not investment related. 11/16/2018. 154 Aberdeen Dr, Cardiff by the Sea, CA 92007. Owner. Zero hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-19 |
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