Roxanne Fiona Desouza

Employer firm

Seawise Financial, Inc. CRD 298012

$75.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2021 → Present
  Seawise Financial, Inc.
  Cardiff, CA
• 08/2021 → 09/2021
  Ed Theory
  Pleasanton, CA
• 10/2018 → 04/2021
  Desert Regional Medical Center
  Palm Springs, CA
• 01/2018 → 11/2019
  Jagged Rock Rehab Travelers
  Yuma, AZ
• 09/2015 → 07/2018
  Yuma Rehabilitation Hospital
  Yuma, AZ
• 05/2021 → 07/2021
  Unemployed
  Oceanside, CA
• 03/2023 → Present
  Tricity Medical Center
  Oceanside, CA
• 07/2023 → 09/2024
  Satori Wealth Management
  San Diego, CA

Other Businesses

Tricity Medical Center; non-investment related; 4002 Vista Way, Oceanside, CA 92056; Occupational Therapist; start date: 03/2023; 16hr/month, 16 of which during trading hours; Evauate and treat patients admitted for a variety of dx for motor and cognitive deficits as it relates to ADL/IADL perfformace to determine best post-acute care discharge dispostion. (2) Satori Wealth Management; investment related; 4660 La Jolla Village Dr ste 100, San Diego, CA 92122; Client Service Associate; start date: 07/2023; 20hr/week; 20hrs/week during securities trading hours; Client service and financial planning tasks

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-06