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Roxanne Fiona Desouza

Seawise Financial, Inc.

Cardiff By The Sea, CA

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Current Employers
Seawise Financial, Inc.

120 Birmingham Drive Suite 240F, Cardiff By The Sea, CA 92007 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-02-01
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-02-01

Branch Locations

120 Birmingham Drive Suite 240F, Cardiff By The Sea, CA 92007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seawise Financial, Inc. Cardiff CA 12/2021 Present
Ed Theory Pleasanton CA 08/2021 09/2021
Desert Regional Medical Center Palm Springs CA 10/2018 04/2021
Jagged Rock Rehab Travelers Yuma AZ 01/2018 11/2019
Yuma Rehabilitation Hospital Yuma AZ 09/2015 07/2018
Unemployed Oceanside CA 05/2021 07/2021
Tricity Medical Center Oceanside CA 03/2023 Present
Satori Wealth Management San Diego CA 07/2023 09/2024
  • 12/2021 → Present
    Cardiff, CA
  • 08/2021 → 09/2021
    Ed Theory
    Pleasanton, CA
  • 10/2018 → 04/2021
    Desert Regional Medical Center
    Palm Springs, CA
  • 01/2018 → 11/2019
    Jagged Rock Rehab Travelers
    Yuma, AZ
  • 09/2015 → 07/2018
    Yuma Rehabilitation Hospital
    Yuma, AZ
  • 05/2021 → 07/2021
    Unemployed
    Oceanside, CA
  • 03/2023 → Present
    Tricity Medical Center
    Oceanside, CA
  • 07/2023 → 09/2024
    Satori Wealth Management
    San Diego, CA
Other Businesses

Tricity Medical Center; non-investment related; 4002 Vista Way, Oceanside, CA 92056; Occupational Therapist; start date: 03/2023; 16hr/month, 16 of which during trading hours; Evauate and treat patients admitted for a variety of dx for motor and cognitive deficits as it relates to ADL/IADL perfformace to determine best post-acute care discharge dispostion. (2) Satori Wealth Management; investment related; 4660 La Jolla Village Dr ste 100, San Diego, CA 92122; Client Service Associate; start date: 07/2023; 20hr/week; 20hrs/week during securities trading hours; Client service and financial planning tasks

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-06
  • S65 Uniform Investment Adviser Law Examination
    2023-01-06

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