Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | 11/2020 |
| Copacabana | New York | NY | 07/2011 | 12/2017 |
| J.P. Morgan Chase Bank, Na | New York | NY | 09/2013 | 11/2020 |
| Havana Cafe Restaurant And Lounge | Bronx | NY | 08/2017 | 10/2018 |
| Jpmorgan Chase Bank Na | New York | NY | 01/2021 | 09/2024 |
| Jpmorgan Securities Llc | New York | NY | 01/2021 | 09/2024 |
| Unemployed | New York | NY | 12/2020 | 12/2020 |
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-05 |
Reach out to this advisor