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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-25 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mullenbach Construction | Gilbert | IA | 05/2017 | 08/2018 |
| Lornston Construction | Gilbert | IA | 05/2019 | 08/2019 |
| Grant Gardner Property Management | Ames | IA | 08/2020 | 11/2021 |
| Iowa State University | Ames | IA | 08/2019 | 05/2023 |
| Principal Life Insurance Company | West Des Moines | IA | 04/2024 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 04/2024 | Present |
| Gilbert Community Schools | Gilbert | IA | 08/2012 | 05/2019 |
| Spencer Gardner - Financial Advisor, Principal Securities | West Des Moines | IA | 11/2023 | 04/2024 |
| Self-Employed | Urbandale | IA | 05/2023 | 11/2023 |
FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long-Term Care, Medicare Supplements, Group Benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-22 |
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