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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Eagle | ID | 10/2023 | 09/2025 |
| U.S. Bank | Meridian | ID | 08/2012 | 11/2023 |
| First Tech Federal Credit Union | Eagle | ID | 11/2023 | 09/2025 |
| Raymond James Financial Services Advisors, Inc | Eagle | ID | 08/2024 | 09/2025 |
| Lpl Financial | Eagle | ID | 09/2025 | Present |
1. 07/2025 - Kristina Hernandez-Notary - Notary - Investment Related - 2 Hours/Month - 1 Hours During Trading - Eagle ID 83616 - OBA Start date: 12/18/2023 2. 07/2025 - Riverside Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hours/Month - 100 Hours During Trading - Eagle, ID 83616 - OBA Start Date: 9/9/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-17 |
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