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Ranajay Ghosh

Wells Fargo Clearing Services, LLC

San Luis Obispo, CA

Moorpark, CA

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
TX RA APPROVED 2026-01-16
  • CA RA
    APPROVED
    Since 2026-01-20
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

515 W Los Angeles Ave, Moorpark, CA 93021 • United States

5770 Lindero Canyon Rd, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Westlake Village CA 10/2023 01/2026
Barycenter Foods Valencia CA 01/2020 07/2023
Guitar Center Westlake CA 01/2018 01/2020
Amazon San Bernadino CA 01/2017 01/2018
Adel Wiggins Los Angeles CA 01/2013 01/2017
Nylife Securities Llc Westlake Village CA 10/2024 01/2026
Eagle Strategies Llc Westlake Village CA 08/2025 01/2026
Wells Fargo Clearing Services, Llc Westlake Village CA 01/2026 Present
  • 10/2023 → 01/2026
    New York Life
    Westlake Village, CA
  • 01/2020 → 07/2023
    Barycenter Foods
    Valencia, CA
  • 01/2018 → 01/2020
    Guitar Center
    Westlake, CA
  • 01/2017 → 01/2018
    Amazon
    San Bernadino, CA
  • 01/2013 → 01/2017
    Adel Wiggins
    Los Angeles, CA
  • 10/2024 → 01/2026
    Nylife Securities Llc
    Westlake Village, CA
  • 08/2025 → 01/2026
    Eagle Strategies Llc
    Westlake Village, CA
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-05
S63 Uniform Securities Agent State Law Examination 2024-10-31
  • S65 Uniform Investment Adviser Law Examination
    2025-08-05
  • S63 Uniform Securities Agent State Law Examination
    2024-10-31

View on SEC IAPD

Other Firms

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MML INVESTORS SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CORVUS WEALTH ADVISORS LLC
PEAK WEALTH ADVISORS, INC.
CREW WEALTH MANAGEMENT

Other Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS
MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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