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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| CA | RA | APPROVED | 2026-01-22 |
| WA | RA | APPROVED | 2026-01-22 |
Branch Locations
1360 Marsh Street, San Luis Obispo, CA 93401 • United States
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
5000 Airport Plaza Drive Suite 245, Long Beach, CA 90815 • United States
5000 Airport Plaza Drive, Suite 245, Long Beach, CA 90815 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-10-03 |
| CA | RA | APPROVED | 2022-09-29 |
| TX | RA | APPROVED | 2022-09-29 |
Branch Locations
1360 Marsh Street, San Luis Obispo, CA 93401 • United States
1550 Airport Boulevard Suite 205, Santa Rosa, CA 95403 • United States
One Park Plaza Suite 600, Irvine, CA 92614 • United States
15338 Central Ave, Chino, CA 91710 • United States
5000 Airport Plaza Drive, Suite 245, Long Beach, CA 90815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2009 | 09/2022 |
| Wealthspring | San Luis Obispo | CA | 02/2016 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2026 | Present |
1. Co-Owner, Douglas Family Trust; an entity created for the purpose of buying and managing residential real estate in San Luis Obispo, Morro Bay, Paso Robles, and Santa Ana, CA and Eastsound, WA, as of 07/13/2015; 5% time spent during business hours; Not Conducted at branch; Investment related. 2. Co-owner, WS Tax Services, LLC; tax preparation; as of 04/24/2025; 10% of time spent during business hours; Conducted at branch location; Not Investment related. 3. Tax Preparation, WS Tax Services, LLC; as of 02/01/2026; 10% of time spent during business hours; conducted at branch; Not investment related. 4. Fixed insurance sales; as of 02/01/2026; 5% time spent during business hours; Conducted at branch; Investment related. 5. Co-Owner, WealthSpring Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2026; 10% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-15 |
| S66 | Uniform Combined State Law Examination | 1999-10-25 |
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