Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2013-08-23 |
Branch Locations
1410 Marsh Street, Suite 1, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Luis Obispo | CA | 09/2010 | Present |
(1) 01/04/2016 * Slocum Wealth Management * DBA for LPL Business (entity for LPL business) * Slocum Wealth Management * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/20/2010 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-09 |
Reach out to this advisor