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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| SC | RA | APPROVED | 2024-02-27 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
955 Tiger Blvd, Clemson, SC 29631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greenville | SC | 10/2023 | Present |
| Wells Fargo Bank, Na | Greenville | SC | 11/2016 | Present |
| Chesterfield County Public Schools | Midlothian | VA | 08/2012 | 11/2016 |
| Midnight Kitchen | Pickens | SC | 11/2019 | Present |
MIDNIGHT KITCHEN; NOT INV. RELATED; PICKENS, SC; OWNER; SOLE PROPRIETORSHIP; HOME PRODUCTION OF SEASONAL / CHRISTMAS FOODS / SPECIALTY FOODS; START DATE 11/2018; 80 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: BAKE, ADVERTISE AND SELL FOOD. RENTAL PROPERTY; INV. RELATED; PICKENS; SC; 33.33% OWNERSHIP; START DATE 1/1/2020; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: FIND TENANTS, MAINTAIN PROPERTY, COLLECT RENT AND DISTRIBUTE PAYMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
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