Mark David Almlie

Current Employers

Employment History

• 06/2008 → Present
  Raymond James Financial Services
  Osceola, WI
• 06/2008 → Present
  Raymond James Financial Services Advisors
  Osceola, WI
• 02/2024 → Present
  Osceola School District
  Osceola, WA

Previous Registrations

• 2006-05-17 → 2008-06-24
  Bancwest Investment Services, Inc.
  Spooner, WI
  Minong, WI
  Stone Lake, WI
  Spooner, WI
• 2004-08-10 → 2006-05-17
  Cetera Investment Services Llc
  St. Cloud, MN
  Spooner, WI
  Minong, WI

Other Businesses

(1)Name of Business: NA Address: 201 3rd Ave W, Osceola, WI, 54020, United States Activity Type: Third Party Administrator Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co-owner of The RiverGroup Financial Advisors LLC which owns the RiverGroup Administration Services, a TPA (2)Name of Business: Rock Creek Ranch Address: N606 Grand Ave, Neillsville, WI, 54456, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/07/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family Farm (3)Name of Business: The Rivergroup Financial Advisors Address: 304 Cascade Street, Osceola WI 54020, Osceola, WI, 54020, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 09/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The RiverGroup Employs Financial Advisors registered with Raymond James as well as support staff and a Third Party Administrator conducting TPA work on Retirement plans. Some Employees including myself also write Insurance business through independent insurance agencies in addition to RJIG. (4)Name of Business: The RiverGroup Financial Advisors Address: 201 3rd Avenue, Osceola, WI, 54020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-05-21

Other Names

• Mark D. Almlie