Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Osceola | WI | 06/1999 | Present |
| Raymond James Financial Services Advisors | Osceola | WI | 06/2009 | Present |
(1)Name of Business: The RiverGroup Administration Services Address: 201 3rd Avenue, Osceola, WI, 54020, United States Activity Type: Third Party Administrator Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partial Owner (2)Name of Business: The RiverGroup Financial Advisors Address: 201 3rd Ave W, Osceola, WI, 54020, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/04/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide Financial products to the public. Provide daily administration of the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-02 |
Reach out to this advisor