Matthew Scott Casey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Royal Credit Union (Formerly: Anchor Bank)
  New Richmond, WI
• 06/2010 → 02/2018
  Invest Financial Corporation
  New Richmond, WI
• 02/2018 → Present
  Lpl Financial Llc
  New Richmond, WI

Previous Registrations

• 2010-06-25 → 2018-02-20
  Invest Financial Corporation
  Edina, MN
  Coon Rapids, MN
  St Paul, MN
  Appleton, WI
  Somerset, WI
  Menomonie, WI
  Star Prairie, WI
  New Richmond, WI
  River Falls, WI
  Balsam Lake, WI
  Amery, WI
  Milltown, WI
  Osceola, WI
  Centuria, WI
  Saint Croix Falls, WI
  Appleton, WI
• 2008-10-09 → 2010-06-25
  Uvest Financial Services Group, Inc.
  Menomonie, WI
  River Falls, WI
  Somerset, WI
  Star Prairie, WI
  New Richmond, WI
  New Richmond, WI
  Charlotte, NC
  Menomonie, WI
  New Richmond, WI
  Star Prairie, WI
  Somerset, WI
  River Falls, WI
  Janesville, WI
  Hudson, WI

Other Businesses

1. 05/31/2024 - Wealth Management at Royal Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 160 Hours Per Month/ During Trading 2. 06/11/2024 - RCU Wealth Management at Royal Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 6/11/2024

Exams

• S66 Uniform Combined State Law Examination
  2009-02-03
• S63 Uniform Securities Agent State Law Examination
  1999-04-23

Other Names

• Matt Casey