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600 S. Tyler St. Ste. 1515, Amarillo, TX 79101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-14 |
Branch Locations
600 S. Tyler St. Ste. 1515, Amarillo, TX 79101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amarillo Independent School District | Amarillo | TX | 08/2009 | 06/2023 |
| Ask Capital Investment Managers, Llc | Amarillo | TX | 06/2023 | 10/2023 |
| Ask Capital Investment Managers, Llc | Amarillo | TX | 10/2023 | Present |
1. the name of the other business: KMP LLC.; whether the business is investment-related: No; the address of the other business: 5509 Brinkman Amarillo, Tx 79106; the nature of the other business: Rental Properties; your position: Owner; title, or relationship with the other business: Owner; the start date of your relationship: 9/14/2022; the approximate number of hours/month you devote to the other business: 5; the number of hours you devote to the other business during securities trading hours: 0-1; and briefly describe your duties relating to the other business: occasionally signing checks, operating Rental Management Software minimally, limited administrative task; |||| 2. the name of the other business: HAAS Enterprises; whether the business is investment-related: No; the address of the other business: 5509 Brinkman Amarillo, Tx 79106; the nature of the other business: Restaurant; your position: Vice President; title, or relationship with the other business: Vice President; the start date of your relationship 6/11/2018; the approximate number of hours/month you devote to the other business: 4; the number of hours you devote to the other business during securities trading hours: 0-1; and briefly describe your duties relating to the other business: occasionally signing checks, administrative tasks as needed in limited quantities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-13 |
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