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Current Employers
Db Advisory America, Limited(Ltd)

551 5Th Avenue Suite 1922, New York, NY 10176-1906 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-02
HI RA APPROVED 2025-12-02
NY RA APPROVED 2023-11-30
  • CA RA
    APPROVED
    Since 2025-12-02
  • HI RA
    APPROVED
    Since 2025-12-02
  • NY RA
    APPROVED
    Since 2023-11-30

Branch Locations

551 5Th Avenue Suite 1922, New York, NY 10176-1906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Db Advisory America, Limited (Ltd) New York NY 06/2023 Present
Db Insurance Seoul 01/2009 06/2023
  • 06/2023 → Present
    Db Advisory America, Limited (Ltd)
    New York, NY
  • 01/2009 → 06/2023
    Db Insurance
    Seoul
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-30
  • S65 Uniform Investment Adviser Law Examination
    2023-11-30

View on SEC IAPD

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