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Cole James Barber

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-06-19
TX RA APPROVED 2026-06-18
  • UT RA
    APPROVED
    Since 2026-06-19
  • TX RA
    APPROVED
    Since 2026-06-18

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Salt Lake City UT 05/2026 Present
Morgan Stanley Sandy UT 12/2023 05/2026
Unemployed Vineyard UT 09/2023 12/2023
Boostability Lehi UT 11/2022 09/2023
Unemployed Provo UT 08/2022 11/2022
Southwest Spine And Pain Center Vineyard UT 09/2021 08/2022
Revere Health Provo UT 07/2021 08/2021
Muscle Iq Physical Therapy Provo UT 05/2021 07/2021
Full Time Education Provo UT 09/2020 05/2021
Unemployed Provo UT 07/2020 09/2020
Platinum Dental Care Provo UT 06/2018 07/2020
Unemployed Provo UT 04/2018 06/2018
Full Time Education Provo UT 09/2017 04/2018
Alliance Health Orem UT 06/2017 09/2017
Waterquest Provo UT 03/2017 05/2017
Full Time Education Orem UT 09/2016 03/2017
  • 05/2026 → Present
    Wells Fargo Clearing Services Llc
    Salt Lake City, UT
  • 12/2023 → 05/2026
    Morgan Stanley
    Sandy, UT
  • 09/2023 → 12/2023
    Unemployed
    Vineyard, UT
  • 11/2022 → 09/2023
    Boostability
    Lehi, UT
  • 08/2022 → 11/2022
    Unemployed
    Provo, UT
  • 09/2021 → 08/2022
    Southwest Spine And Pain Center
    Vineyard, UT
  • 07/2021 → 08/2021
    Revere Health
    Provo, UT
  • 05/2021 → 07/2021
    Muscle Iq Physical Therapy
    Provo, UT
  • 09/2020 → 05/2021
    Full Time Education
    Provo, UT
  • 07/2020 → 09/2020
    Unemployed
    Provo, UT
  • 06/2018 → 07/2020
    Platinum Dental Care
    Provo, UT
  • 04/2018 → 06/2018
    Unemployed
    Provo, UT
  • 09/2017 → 04/2018
    Full Time Education
    Provo, UT
  • 06/2017 → 09/2017
    Alliance Health
    Orem, UT
  • 03/2017 → 05/2017
    Waterquest
    Provo, UT
  • 09/2016 → 03/2017
    Full Time Education
    Orem, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-18
S63 Uniform Securities Agent State Law Examination 2024-06-03
  • S66 Uniform Combined State Law Examination
    2026-06-18
  • S63 Uniform Securities Agent State Law Examination
    2024-06-03
Other Names
  • Cole J Barber

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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