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Jacob Nathaniel Cumbo

Wells Fargo Clearing Services, LLC

Roanoke, VA

Bristol, VA

CRD 7822908

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-26
VA RA APPROVED 2024-01-15
  • TX RA
    APPROVED
    Since 2024-03-26
  • VA RA
    APPROVED
    Since 2024-01-15

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

1700 Euclid Ave, Bristol, VA 24201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Roanoke VA 10/2023 Present
City Of Bristol Virginia Bristol VA 07/2022 10/2023
Blue Ridge Beverage Abingdon VA 11/2021 07/2022
City Of Bristol Virginia City Of Bristol VA 07/2020 11/2021
Clear Creek Golf Course Virginia VA 06/2010 07/2020
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Roanoke, VA
  • 07/2022 → 10/2023
    City Of Bristol Virginia
    Bristol, VA
  • 11/2021 → 07/2022
    Blue Ridge Beverage
    Abingdon, VA
  • 07/2020 → 11/2021
    City Of Bristol Virginia
    City Of Bristol, VA
  • 06/2010 → 07/2020
    Clear Creek Golf Course
    Virginia, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-13
  • S66 Uniform Combined State Law Examination
    2024-01-13
Other Names
  • Jacob Nathaniel

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA

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