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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-03-26
  • UT RA
    APPROVED
    Since 2024-03-26

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

119 S Main St, Springville, UT 84663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Springville UT 10/2023 Present
Wells Fargo Bank, Na Springville UT 11/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-23
S63 Uniform Securities Agent State Law Examination 2024-02-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-23
  • S63 Uniform Securities Agent State Law Examination
    2024-02-23

View on SEC IAPD

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