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Kimberly A Westerfield

Charles Schwab & Co., Inc.

The Villages, FL

CRD 3207142

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-28
  • FL RA
    APPROVED
    Since 2025-02-28

Branch Locations

1048 Lake Sumter Landing, The Villages, FL 32162-2697 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. The Villages FL 04/2004 Present
Schwab Private Client Investment Advisory, Inc. Orlando FL 01/2012 06/2019
Schwab Wealth Advisory Inc Orlando FL 02/2020 11/2024
Charles Schwab Bank, Ssb The Villages FL 11/2024 Present
  • 04/2004 → Present
    Charles Schwab & Co., Inc.
    The Villages, FL
  • 01/2012 → 06/2019
    Schwab Private Client Investment Advisory, Inc.
    Orlando, FL
  • 02/2020 → 11/2024
    Schwab Wealth Advisory Inc
    Orlando, FL
  • 11/2024 → Present
    Charles Schwab Bank, Ssb
    The Villages, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
S63 Uniform Securities Agent State Law Examination 2005-02-25
  • S66 Uniform Combined State Law Examination
    2008-01-22
  • S63 Uniform Securities Agent State Law Examination
    2005-02-25
Other Names
  • Kimberly Anne Allman
  • Kimberly Anne Westerfield

View on SEC IAPD

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Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL

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